The Following Is True About the Division of Enforcement, EXCEPT

question 14

Multiple Choice

The following is true about the Division of Enforcement, EXCEPT:

• A)Each year the SEC prosecutes between 4,000 and 5,000 individuals and companies.
• B)Most prosecutions are settled out of court.
• C)Violations mainly involve accounting fraud, insider trading, and deception regarding securities.
• D)All of the above are true.
• E)Both b and c are not true.

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Definitions:

Restricted Contribution

Funds given to an organization with stipulations on their use, requiring the organization to apply them to a specified project or purpose.

Specific Project

A distinct endeavor with set objectives, timeline, and resources allocated for completion.

Significant Influence

The power to participate in the financial and operating policy decisions of an investee but is not control or joint control over those policies.

Share Ownership

Refers to the possession of shares in a company, representing partial ownership and entitlement to a portion of the company's profits and assets.