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One of Your Corporate Clients Comes to You Asking for Advice

question 20

Essay

One of your corporate clients comes to you asking for advice regarding a proposed merger with XYZ Company. You (a)issue an opinion concerning the FMV of XYZ, (b)prepare pro forma financials for the merged entity to be, (c)draft shareholder resolutions for your client approving the proposed merger, (d)file a shareholder proxy statement with the U.S. Securities and Exchange Commission, and (e)advise your client's board of directors concerning the advantages of a Type A versus a Type B reorganization. Which of these activities, if any, constitutes the unauthorized practice of law?

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Definitions:

Motivated

Having the drive, enthusiasm, or desire to act towards achieving goals or fulfilling needs.

Self-Leadership

An approach to personal development that emphasizes the individual's capability to lead themselves through self-awareness, self-motivation, and self-direction.

Thinking

The process of considering or reasoning about something in order to make decisions or solve problems.

Behavior

The actions, reactions, or conduct of an individual, often in response to external or internal stimuli.

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