Which of the Following Would Be a Valid Criticism of the Use

question 32

Multiple Choice

Which of the following would be a valid criticism of the use of arbitration clauses in contracts between investment brokers and their clients?

• A) a code of conduct includes legislated procedures for resolving consumer complaints
• B) a client's inability to ensure the independence and expertise of a suggested arbitrator
• C) a finding that arbitration firms favour brokers and deny the clients due process
• D) an arbitration procedure requires clients to pay a fee to have their complaint remedied