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Sarbanes-Oxley Act
U.S. legislation enacted to protect investors from fraudulent financial reporting by corporations, enhancing corporate accountability.
SEC
The Securities and Exchange Commission, an agency responsible for regulating and enforcing federal securities laws in the United States.
Criminal Penalties
Sanctions imposed for violations of criminal law, which can include fines, imprisonment, or other forms of punishment.
1933 Securities Act
U.S. legislation that requires the registration of securities and disclosure to protect investors from fraud in the securities market.
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