Which of the Following Is True with Regard to Securities

question 80

Multiple Choice

Which of the following is true with regard to securities regulation in foreign markets?

• A) Anti-fraud provisions apply where there is conduct in the U.S. relating to a violation of the federal securities laws.
• B) Foreign issuers who issue securities must register them in the U.S. unless an exemption is available.
• C) No specific regulations are allowed because of the act of state of doctrine.
• D) None of these are true.

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Definitions:

Pacifist Sentiment

The belief in or inclination towards avoiding war or violence as means of settling disputes, favoring peaceful resolutions and negotiations.

United Kingdom

The United Kingdom is a sovereign country located off the northwestern coast of mainland Europe, comprising England, Scotland, Wales, and Northern Ireland.

1916

A year during the First World War, marked by significant military events and battles.

North African Colony

Territories in North Africa that were under the control of foreign powers, particularly during the era of European colonialism.