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Securities Exchange Act
A federal law governing the trading of securities in the United States, aimed at protecting investors through regulation of the securities industry.
Securities Act
A law aimed at regulating the securities industry and requiring disclosure of important information regarding offerings of securities to the public.
Registration Statement
A legal document filed with the Securities and Exchange Commission (SEC) that supplies essential financial and business information about a company prior to going public.
Securities Act
A U.S. law enacted in 1933 that regulates the offer and sale of securities to protect investors against fraud.
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