Extended Trading Hours and Off-Premises Dealing Can Involve Additional Hazards

question 120

Multiple Choice

Extended trading hours and off-premises dealing can involve additional hazards, the avoidance of which requires clear controls. The Model Code prescribes best market practice. Which of thefollowing is true?

• A) Off-premises dealing should be strictly prohibited.
• B) After-hours trading should be prohibited.
• C) Deals transacted after normal business hours or off-premises should only be undertaken on mobile phones approved by management.
• D) Deals transacted after normal business hours or off-premises either by mobile phones or any other equipment should only be undertaken with the approval of management.

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Definitions:

Mean Age

The average age of individuals in a particular group, calculated by summing their ages and dividing by the number of individuals.

Psychosocial Task

A challenge or duty that relates to an individual’s psychological development in, and interaction with, a social environment.

Identity

The qualities, beliefs, personality, appearance, and culture that make a person or group who they are.

Erikson

A psychologist known for his theory on the psychosocial development of human beings.