Under the Interagency Statement on Retail Sales of Nondeposit Investment

question 291

Multiple Choice

Under the Interagency Statement on Retail Sales of Nondeposit Investment Products, what may a bank teller do?

• A) Discuss the past performance of a bank-related mutual fund
• B) Transfer mutual fund shares from an investment savings account to an IRA account
• C) Take the business card of a customer who has asked to purchase a bank-related mutual fund and give it to a licensed representative
• D) Assist a customer in determining eligibility to purchase a bank-related mutual fund

---

Definitions:

Empowerment

The process of becoming stronger or more confident, especially in controlling one’s life and claiming one’s rights.

Interpersonal Power

The ability to influence or control the outcomes, decisions, or behavior of others within personal relationships, often stemming from one's status, knowledge, or emotional connection.

Power Currencies

The various types of leverage or assets (such as resources, relationships, or knowledge) that individuals or groups possess, which can influence power dynamics in social interactions.

Competitive Power

Competitive Power refers to the ability or capacity of an entity, such as a person or organization, to outperform rivals in a particular domain or competition.