Registration by Notification

question 14

Multiple Choice

Registration by notification

• A) is required by those issuers who lack a proven record and who are beyond the scope of Securities Act of 1933.
• B) refers to documents filed with the Securities & Exchange Commission (SEC) by a privately held company, declaring its intent to offer shares of its stock to the general public.
• C) is required for those issuers of securities who must register with the Securities and Exchange Commission (SEC) and the duplicate documents are filed with the state's administrative agency.
• D) refers to the quality certification process in which an independent and accredited quality auditor conducts an on-site audit of a firm.
• E) allows issuers to offer securities for sale automatically after a stated time period expire unless the administrative agency takes action to prevent the offering.

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Definitions:

Public Schools

Educational institutions primarily funded and administered by the government, offering free education to students in a particular area.

Malcolm X

An African-American Muslim minister and human rights activist who was a prominent figure during the civil rights movement for advocating for the rights of blacks, often by any means necessary.

Integration

refers to the process of uniting or combining different groups, such as racial or ethnic groups, into a single society or organization, often used in the context of civil rights and education.

Nonviolent Struggle

A method of protest and resistance that eschews violence in favor of peaceful tactics, such as marches, sit-ins, and boycotts, to achieve social or political goals.