Review the Discipline Guidelines in Exhibit 13-11

question 36

Essay

Review the discipline guidelines in Exhibit 13-11.Identify any guidelines your present or past boss did not follow.

---

Definitions:

Held-to-maturity Securities

Held-to-maturity Securities are debt securities that an investor intends and is able to hold until their maturity date, recorded at amortized cost in financial statements.

Maturity Date

The date on which a debt instrument (like a bond) or other financial obligation becomes due and is to be paid off.

Debt Investments

Financial assets involving a loan made by an investor to a borrower, typically involving the issuance of bonds, notes, or other forms of debt securities.

Trading Securities

Investments in debt or equity securities that a company plans to actively buy and sell for profit in the near term.