Examlex
Which of the following is NOT true of the stratum basale?
Dealers
Individuals or entities that act as principals in trading securities, buying and selling for their own accounts.
Street Name
Describes securities held by a broker on behalf of a client but registered in the name of the firm.
Stock Certificate
A physical document that represents ownership in a corporation, indicating the number of shares owned by the shareholder.
Prospectus
A description of the firm and the security it is issuing.
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