The Executive Branch of the SEC

question 90

Multiple Choice

The executive branch of the SEC:

• A)decides whether a person has violated the securities laws.
• B)brings enforcement actions against alleged violators.
• C)makes new laws regulating securities.
• D)promulgates rules and regulation.

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Definitions:

Vas Deferens

A tube that transports sperm from the testicle to the urethra in males.

Surgery

A medical procedure involving the incision or manipulation of tissues to repair or remove pathological conditions.

Antiviral Drugs

Medications used to treat viral infections by inhibiting the development of the offending virus.

Herpes Simplex Virus

A virus that causes contagious sores, most often around the mouth or on the genitals.