The Executive Branch of the SEC

question 90

Multiple Choice

The executive branch of the SEC:

• A)decides whether a person has violated the securities laws.
• B)brings enforcement actions against alleged violators.
• C)makes new laws regulating securities.
• D)promulgates rules and regulation.

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Definitions:

Strengthen Commitment

The act of reinforcing one's dedication or promise towards a goal or decision.

Ultimate Weapon

A tool, weapon, or strategy considered to be the most effective or powerful in achieving victory or overcoming challenges.

Distributive Bargaining

A negotiation strategy focused on dividing a limited amount of resources where one party's gain results in another party's loss.

Strategies

Approaches or plans developed to achieve objectives efficiently.