Examlex
An individual who wants to stop smoking but chooses not to
Fraudulent Acts
Fraudulent acts involve intentional deception or misrepresentation made by a person or entity with the intent of gaining some unfair or dishonest advantage.
Over the Counter
Describes securities trading through a dealer network rather than on a centralized exchange, often for stocks that do not meet the requirements to be listed on major exchanges.
1934 Act
Refers to the Securities Exchange Act of 1934, which governs the trading of securities in the U.S., including the establishment of the SEC.
Registration Under
The process of officially recording or enlisting something or someone under certain conditions or regulations, often related to securities laws.
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