Which of the Following Is Not Required Under the CFA

question 62

Multiple Choice

Which of the following is not required under the CFA Institute Standards of Professional Conduct?

• A) Knowledge of all applicable laws, rules, and regulations
• B) Disclosure of all personal investments, whether or not they may conflict with a client's investments
• C) Disclosure of all conflicts to clients and prospects
• D) Reasonable inquiry into a client's financial situation
• E) All of the options are required under the CFA Institute standards.

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Definitions:

Pacifist Beliefs

Refers to the opposition to war or violence as a means of settling disputes or principles opposing the use of force.

Revivalist Efforts

describes initiatives aimed at reinvigorating or renewing interest in a particular religious, cultural, or societal movement or idea.

Hierarchal Authority

A system or organization where power or authority is ranked in a series of levels or layers, with each level having control over the one directly below it.

Ohio Valley

A geographical region in the United States characterized by the Ohio River and its surrounding areas, significant for its agricultural, historical, and cultural value.