Examlex
The ____ element marks a set of entries to display as a drop-down list.
Issuers
Entities that create and issue financial securities, such as stocks and bonds, to finance operations, expand their business, or undertake new projects.
Registration Statement
A set of documents, including a prospectus, filed with the Securities and Exchange Commission (SEC) for a company intending to go public.
SEC
stands for the Securities and Exchange Commission, which is a U.S. federal agency responsible for enforcing federal securities laws and regulating the securities industry.
Securities Violation
An infraction of the laws regulating the sale, purchase, and trading of stocks, bonds, and other financial instruments.
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