Material Nonpublic Information Is Defined as Any Information That Could

question 33

Multiple Choice

Material nonpublic information is defined as any information that could reasonably be expected to do which one of the following?

• A)affect the price of the firm's securities
• B)cause great embarrassment to the firm
• C)cause one or more of the senior executives of the firm to resign
• D)cause the SEC to halt the trading of the firm's securities should that information become public
• E)affect the manner in which the firm presents its financial information

---

Definitions:

Personal Distress

Negative feelings and emotions that an individual experiences as a result of witnessing others in distress.

Dimensional Approach

A method of classifying characteristics or disorders on a spectrum rather than as categorical, binary states.

Categorical Approach

A method of classification based on discrete and distinct categories or groups.

Autistic Spectrum

The Autistic Spectrum refers to the range of conditions characterized by challenges with social skills, repetitive behaviors, speech, and nonverbal communication, including autism and Asperger's syndrome.