Which of the Following Is Not an SEC Rule

question 19

Multiple Choice

Which of the following is not an SEC rule?

• A)Analysts of securities firms underwriting an IPO cannot promote new stock for the first 40 days after the IPO.
• B)An analyst's compensation should be directly aligned with the amount of business that the analyst brings to the securities firm.
• C)Analysts cannot be supervised by the securities department within the securities firm.
• D)An analyst's rating must divulge any recent securities business provided by the securities firm that assigned the rating.

Appreciate the ethical considerations in using different selection procedures.

Understand the influence of similar-to-me effect on decision making.

Grasp the concept of leniency, central tendency, and other biases affecting performance ratings.

Understand strategies for fostering positive applicant perceptions about the organization.

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Definitions:

STI Transmission

The process by which sexually transmitted infections are spread from one person to another through sexual activities.

Sex Researchers

Specialists who study human sexuality, including behaviors, functions, and processes.

Ethical Concerns

Pertains to moral principles that govern a person's behaviour or the conducting of an activity, especially relevant in areas affecting human well-being.

Covertly

In a hidden or concealed manner; done secretly or without open acknowledgment.