Which of the Following Is Not the Responsibility of the Lead

question 18

Multiple Choice

Which of the following is not the responsibility of the lead underwriter for an equity issuance?

• A) price stabilization of the issue
• B) exercises discretion over the distribution of shares for sale among the syndicate and the selling group
• C) must buy the shares in the green shoe option
• D) many times serves as the market maker for trading in the issuers securities

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