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4-48 Which of the following is NOT considered a trading activity of securities firms?
Out-of-Court
Out-of-court refers to actions, decisions, or settlements made without the formal proceedings of a courtroom, often involving negotiation or arbitration.
Dispute
A disagreement or argument, often leading to formal legal action or a process to resolve differences.
Civil Litigation
A legal process where individuals or entities resolve disputes in civil court, rather than through criminal prosecution.
Paralegals
Trained legal assistants who work under the supervision of attorneys, handling case preparation, research, and administrative tasks.
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