How Can the Financial Planner/licensee And/or Product Issuer Use the Information

question 18

Essay

How can the financial planner/licensee and/or product issuer use the information included in RG 168 Disclosure: Product Disclosure Statements (and other disclosure obligations) to assist in their operations including dealings with clients?

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Definitions:

Wagner Act

An important piece of labor legislation in the United States that established the rights of employees to organize, bargain collectively, and strike.

Labor Laws

Regulations governing the relationship between employers and employees, including rights, obligations, and working conditions.

Union Representation

The act of a labor union representing the interests of its members, including bargaining for better wages, benefits, and working conditions.

First-Line Supervisors

Managers who are directly responsible for overseeing the work of entry-level or non-managerial employees.