What Is Private Placement of Securities

question 38

Multiple Choice

What is private placement of securities?

• A)a procedure that allows a company to register securities and then sell them over a period of two years without reregistering.
• B)a procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation.
• C)a method of filing Form 10-K with the SEC.
• D)the registration of mutual funds that engage in investing and trading securities.
• E)a sale of securities to 35 or fewer accredited investors.

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Definitions:

Inside Perspective

A perspective from within an organization or group, focusing on internal processes, values, and experiences as understood by its members.

Client

A person or organization receiving services from a professional or company under agreed terms.

Autobiographies

Written accounts of one's own life, often used in psychological studies to understand personality development and life experiences.

Historical Information

Recorded or gathered data about past events and conditions relevant to a particular subject or field.