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If the Office Is Using a Color-Coded System, Who Needs

question 15

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If the office is using a color-coded system, who needs to know the meaning of the colors in use?


Definitions:

Registration Statement

A set of documents, including a prospectus, filed with the Securities and Exchange Commission (SEC) that discloses important information regarding a company's securities offering.

Prospectus

An official document that companies issue to potential investors, detailing the financial security they are offering.

Securities And Exchange Commission

The U.S. government agency responsible for regulating the securities markets and protecting investors.

Accredited Investor

A private investor who is allowed to accept private securities offerings under certain specific guidelines the SEC sets.

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