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Briefly explain team ground rules.
Section 10(b)
A provision under the Securities Exchange Act of 1934, which prohibits securities fraud and insider trading in the stock market.
SEC Rule 10b-5
SEC Rule 10b-5, issued under the Securities Exchange Act of 1934, prohibits fraudulent activities in connection with the purchase or sale of securities, including insider trading and making false or misleading statements.
Information Omitted
Information that was expected or required to be included but was left out, either accidentally or intentionally.
Securities Act Of 1933
A U.S. federal law enacted to regulate the sale of securities, aimed at ensuring transparency and fairness in the financial markets.
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