Which of the Following Did Congress Pass in an Effort

question 38

Multiple Choice

Which of the following did Congress pass in an effort to prevent exploitation of small investors?

• A) The Investment Company Act of 1940
• B) The Securities Enforcement Remedies and Penny Stock Reform At of 1990
• C) The Market Reform Act of 1990
• D) The Securities Act Amendments of 1990
• E) The National Securities Market Improvement Act of 1996

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Definitions:

Exercise Jurisdiction

The act of applying or enforcing legal authority over a geographical area or group of people.

Appellate Court

A court that reviews the decisions of lower courts to ensure the law was applied correctly.

Idaho State Court

The judicial system of the state of Idaho, which includes various levels of courts such as the Supreme Court, district courts, and magistrate courts.

Findings of Fact

The determinations made by a judge or jury regarding the factual aspects of a case, upon which the legal judgment is based.