Which of the Following Documents Must Be Filed with the SEC

question 40

Multiple Choice

Which of the following documents must be filed with the SEC under the Securities Act of 1933 before a company can issue new securities to the public?

• A)Form 10-K.
• B)Form 10-Q.
• C)Prospectus.
• D)All of the above.

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Definitions:

Destructive

Causing great and irreparable harm or damage.

Avoided

Deliberately staying away from or not doing something.

Listening

The active process of receiving, interpreting, and responding to verbal messages and non-verbal cues.

Resistant

The quality of being opposed to or defending against something, such as change, disease, or certain materials and substances.