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Penny Stock Reform Act
is legislation aimed at increasing transparency and protecting investors in the market for penny stocks, typically low-priced, speculative securities.
Cease-and-desist Orders
Legal orders issued by a court or government agency to stop an entity or individual from continuing a particular action.
Civil Penalties
Fines or financial sanctions imposed by a regulatory agency as punishment for violating rules or regulations.
Misappropriation Theory
A legal theory regarding insider trading that holds individuals liable for trading on confidential information.
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