The SEC Does NOT Have the Power To

question 34

Multiple Choice

The SEC does NOT have the power to:

• A)direct a defendant to stop violating the securities laws.
• B)impose fines for violation of securities laws.
• C)desist a defendant from future violations of securities laws.
• D)issue injunctions against alleged violators of securities laws.

Grasp the essential elements of job analysis, descriptions, and specifications in staffing processes.

Understand and describe the principles of equal employment opportunity (EEO), affirmative action, and anti-discrimination in the workplace.

Recognize and explain the roles of various federal agencies and laws in enforcing workplace equality, focusing on the EEOC and the Americans with Disabilities Act.

Identify and differentiate between various selection process models and performance appraisal techniques.

---

Definitions:

Cognitive Restructuring

A psychotherapeutic process of learning to identify and dispute irrational or maladaptive thoughts known as cognitive distortions, such as "all-or-nothing" thinking.

Pessimistic Attributional Styles

A tendency to habitually explain negative events with causes that are stable, global, and internal.

Internal Validity

The extent to which a research study provides evidence that a causal relationship exists between the variables tested, without influence from external factors.

External Validity

How much the outcomes of a research can be extrapolated to different contexts and different people.