Which of the Following Is NOT Required by the Sarbanes-Oxley

question 66

Multiple Choice

Which of the following is NOT required by the Sarbanes-Oxley Act?

• A) Publicly traded firms must disclose whether they have a code of ethics for top executives.
• B) Publicly traded firms must not discharge employees who report ethical abuses.
• C) Bank-holding companies and SEC reporting banks must have codes of ethics.
• D) Corporations must not provide financial loans to executives or directors.

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Definitions:

Orientation

An introductory phase or process designed to acquaint new employees with the workplace, its policies, and procedures.

Job Assessment

The evaluation of a job's responsibilities, requirements, and importance within an organization to determine appropriate compensation, classification, and staffing needs.

Work Units

Refers to the divisions within a workplace or the smallest identifiable groups working towards a common goal.

Performance Appraisal

A systematic evaluation of an employee's performance in their job, often including feedback and discussion of objectives.