Which of the Following Is True Regarding the Regulation Propounded

question 1

Multiple Choice

Which of the following is true regarding the regulation propounded by the SEC titled Regulation Analyst Certification (Regulation AC) ?

• A) It prohibits analysts from issuing reports that they do not personally believe to be true,and it also requires the disclosure of any analyst compensation arrangements related to specific recommendations or views contained in research reports.
• B) It prohibits analysts from issuing reports that they do not personally believe to be true,but it does not require disclosure of any compensation reports.
• C) It requires that analysts report compensation arrangements in relation to recommendations or views contained in research reports but,because of problems involving proof,it does not specifically prohibit analysts from issuing reports that they do not personally believe to be true.
• D) The regulation will be put into action in phases with the first phase,effective in 2018,requiring disclosure of compensation arrangements in relation to recommendations or views contained in research reports and the second phase,effective in 2020,prohibiting entirely the issuance of recommendations or views in relation to stock for which an initial public offering was made within the previous 12 months.

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Definitions:

Superstition

Belief in supernatural causality—that certain events happen because of the influence of "luck," magic, or rituals, without scientific evidence.

Hare

A fast-running, long-eared mammal that resembles a large rabbit, known for its swift movement.

Moral Judgments

Assessments or evaluations made about the moral rightness or wrongness of someone's action or character, often based on a specific moral framework or set of principles.

Universally

A term that implies applicability or acceptance everywhere or in all cases without exception.