Examlex
A goal to increase the amount of commission earned by 15 percent is an example of a(n) _____ goal.
Trading Of Securities
The buying and selling of financial instruments such as stocks, bonds, and derivatives.
Deceptive And Manipulative Practices
Actions deliberately intended to mislead or trick others, often for personal or financial gain and at the expense of others.
Securities Regulation
Laws and regulations governing the issuance, trading, and enforcement of rights associated with financial instruments like stocks and bonds.
Securities Act
A law governing the issue and sale of securities to protect investors through requiring disclosures via registration of securities.
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